Search Result

361 - 380 of 907 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

TC App 5.1

As Published: 2010

TC App 5.1

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce