Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 13.6 CCR internal model method

BIPRU 4.7 The IRB approach: Equity exposures

PERG 9.7 The investment condition: the 'reasonable investor'

SYSC 19C.2 General requirement

LR 17.1 Application

INSPRU 7.1 Application

ICOBS 6.2 Pre-contract information: general insurance contracts

EG 6.2 Publicity during, or upon the conclusion of regulatory action

REC 4.6 The section 296 power to give directions

REC 4.9 Disciplinary measures

SUP 10A.10 Customer-dealing functions

REC 2.13 Promotion and maintenance of standards

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

REC 2.15 Discipline

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

ICOBS 3.2 E-Commerce

BIPRU 3.3 The use of the credit assessments of ratings agencies

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

Cookies on the FCA Handbook Website