Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

…

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 6.2 Filing information and use of language

MAR 9.3 Notification and information

DISP 1.3 Complaints handling rules

REC 4.3 Risk assessments for UK recognised bodies

PERG 5.1 Application and purpose

PERG 10.4A The application of EU Directives

PRIN 4.1 Principles: MiFID business

ICOBS 8.4 Employers’ Liability Insurance

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

MAR 9.1 Application, introduction, approach and structure

COND 2.7 Business model

SUP 5.1 Application and purpose

IFPRU 2.2 Internal capital adequacy assessment process

SUP App 2.15 Run-off plans for closed with-profits funds

MAR 9.2 Authorisation and verification

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy