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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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Effective Period

Similar To

COLL 4.3 Approvals and notifications

SUP 10A.11 Minimising overlap with the PRA approved persons regime

MAR 1.3 Insider dealing

SUP App 3.3 Background

PERG 2.11 Persons who are exempt for credit-related regulated activities

INSPRU 3.2 Derivatives in insurance

COND 2.3 Effective supervision

FEES 3.2 Obligation to pay fees

MCOB 13.6 Repossessions

PRIN 1.2 Clients and the Principles

SYSC 22.9 Records

SUP 12.1 Application and purpose

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

INSPRU 3.1 Market risk in insurance

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy