Search Result

841 - 860 of 1671 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

…

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

…

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…