Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.11 Insolvency events

MAR 6.4 Systematic internaliser reporting requirement

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

COLL 14.2 Registration with the Charity Commission

REC 3.25 Significant breaches of rules and disorderly trading conditions

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

IFPRU 4.14 Counterparty credit risk

PR 5.5 Persons responsible for a prospectus

COLL 3.2 The instrument constituting the fund

COLL 8.3 Investor relations

LR 8.2 When a sponsor must be appointed or its guidance obtained

COLL 4.2 Pre-sale notifications

PRIN 3.4 General

IFPRU 2.1 Application and purpose

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 19.20 Payment Services Regulations 2009

EG 6.1 Publicity during FCA investigations

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)