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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

DTR 6.3 Dissemination of information

ICOBS 8.2 Motor vehicle liability insurers

LR 18.2 Requirements for listing

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

BIPRU 12.8 Cross-border and intra-group management of liquidity

DTR 6.1 Information requirements for issuers of shares and debt securities

MAR 4.3 Support of the Takeover Panel's Functions

SUP 10C.4 Specification of functions

MIPRU 5.1 Application and purpose

LR 9.8 Annual financial report

SUP 1A.3 The FCA's approach to supervision

PERG 8.6 Communicate

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy