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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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