Search Result

41 - 60 of 1472 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR App 1.1

As Published: 2005

PR App 1.1