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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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