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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application