Search Result

601 - 620 of 1419 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

REC 3.23 Default

As Published: 2011

REC 3.23 Default

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

PR App 1.1

As Published: 2005

PR App 1.1

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution