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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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