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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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