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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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PR App 1.1

As Published: 2005

PR App 1.1

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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