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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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