Search Result

761 - 780 of 936 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices