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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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