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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance