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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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