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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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Similar To

LR 19.5 Disclosures

MCOB 2.5 Reliance on others

SYSC 2.2 Recording the apportionment

DISP 3.2 Jurisdiction

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

SUP 15.11 Notification of COCON breaches and disciplinary action

SUP 10A.8 Systems and controls functions

CASS 1A.3 Responsibility for CASS operational oversight

LR 13.8 Other circulars

CASS 11.3 Responsibility for CASS operational oversight

SYSC 7.1 Risk control

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy