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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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Similar To

COCON 4.1 Specific guidance on individual conduct rules

COLL 6.3 Valuation and pricing

CASS 11.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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EG 1.1 Overview

LR 12.5 Purchase of own securities other than equity shares

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

CREDS 8.2 Reporting requirements

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FIT 1.2 Introduction

BIPRU 5.4 Financial collateral

APER 3.1 Introduction

PR 4.2 Third country issuers

FEES 6.4 Management expenses