Search Result

441 - 460 of 1118 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership