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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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