Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

…

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

…

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.2 Method of satisfying the recognition requirements

PERG 5.3 Contracts of insurance

MIPRU 4.2F Exposures and risk weights

EG 6.2 Publicity during, or upon the conclusion of regulatory action

GEN 1.2 Referring to approval by the FCA

CREDS 2.2 General provisions

SUP 13.12 Sources of further information

DISP App 3.11 Obligation to write letters to certain rejected complainants

IFPRU 4.2 Standardised approach

REC 6A.2 Removal of passport rights from EEA market operator

REC 6.1 Introduction and legal background

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 10C.14 Changes to an FCA-approved person’s details

REC 6.2 Applications

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 13.4 Financial Instruments

CONC 7.1 Application

ICOBS 4.1 General requirements for insurance intermediaries

PERG 6.7 Examples

COBS 4.2 Fair, clear and not misleading communications