Search Result

301 - 320 of 1547 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

…

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

…

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

…

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

…