Search Result

241 - 260 of 1404 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions