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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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REC 5.2 Application process

SYSC 8.1 General outsourcing requirements

SUP 16.17 Remuneration reporting

DTR 8.5 Supervision of primary information providers

MAR 1.3 Insider dealing

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SUP 16.18 AIFMD reporting

COLL 6.3 Valuation and pricing

REC 3.26 Proposals to make regulatory provision

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

IFPRU 11.7 Notifications

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading