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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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