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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications