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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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GEN 7.1 Application

SUP 5.3 Policy on the use of skilled persons

CASS 11.2 Firm classification

PERG 5.8 The regulated activities: advising on contracts of insurance

IFPRU 4.6 Internal ratings based approach: probability of default

REC 2A.3 Guidance on RAP recognition requirements

FEES 11.2 Pensions guidance providers’ levy

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

LR 8.6 Criteria for approval as a sponsor

CONC 3.1 Application

LR 1.4 Miscellaneous

DTR 2.2 Disclosure of inside information

MCOB 9.3 Pre-application disclosure

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974