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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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PR App 3.1

As Published: 2005

PR App 3.1

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Similar To

LR 13.2 Approval of circulars

LR 9.5 Transactions

ICOBS 8.1 Insurers: general

FEES 3.2 Obligation to pay fees

PERG 2.6 Specified investments: a broad outline

COBS 6.1A Adviser charging and remuneration

COLL Appendix 1EU KII Regulation

CASS 7.11 Treatment of client money

SYSC 5.2 Certification regime

PERG 2.8 Exclusions applicable to particular regulated activities

SYSC 19C.3 Remuneration principles

COLL 8.3 Investor relations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 7.10 Use of a Value at Risk Model

COLL 5.2 General investment powers and limits for UCITS schemes

CASS 7A.2 Primary pooling events

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PR App 3.1