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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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