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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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PR App 1.1

As Published: 2005

PR App 1.1

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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