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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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