Search Result

281 - 300 of 1243 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping