Search Result

141 - 160 of 247 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

As Published: 2015

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

As Published: 2015

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26