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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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Similar To

LR 11.1 Related party transactions

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 2.2 Requirements for all securities

DISP App 3.7 Approach to redress at step 1

CASS 6.2 Holding of client assets

DISP 3.5 Resolution of complaints by the Ombudsman

REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

LR 9.5 Transactions

ICOBS 8.1 Insurers: general

COLL Appendix 1EU KII Regulation

SYSC 19C.3 Remuneration principles

COLL 8.3 Investor relations

COLL 4.2 Pre-sale notifications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 7.10 Use of a Value at Risk Model

COLL 5.2 General investment powers and limits for UCITS schemes

CASS 7A.2 Primary pooling events

PERG 2.7 Activities: a broad outline