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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification