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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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