Search Result

141 - 160 of 1489 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose