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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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Effective Period

Similar To

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 19.13 The Consumer Protection Co-operation Regulation26

PERG 4.11 Link between activities and the United Kingdom

PERG 2.7 Activities: a broad outline

REC 3.26 Proposals to make regulatory provision

COCON 4.2 Specific guidance on senior manager conduct rules

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 13.5 Exemptions from MiFID

PERG 4.5 Arranging regulated mortgage contracts

PERG 8.6 Communicate

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 4.5 Provisions applicable to all actuaries

EG 10.1 Introduction

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 15.11 Notification of COCON breaches and disciplinary action

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

SUP 6.5 Ending authorisation

COCON 4.1 Specific guidance on individual conduct rules

DEPP 5.1 Settlement decision makers