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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.13 Late reporting or non-submission of reports to the FCA

IPRU-INV 5.3 Financial resources

PERG 1.3 Status of guidance

PRIN 3.1 Who?

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 5.15 Illustrative tables

PERG 13.7 The territorial application of MiFID

PRIN 3.4 General

DISP 1.6 Complaints time limit rules

COLL 6.2 Dealing

COLL 4.7 Key investor information and marketing communications

CONC 2.1 Application

PERG 2.3 The business element

EG 18.1 Cancellation on the FCA’s own-initiative

EG 14.2 Choice of powers

EG 20.3 Decision making under the CCA Order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974