Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

…

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

…

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

…

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

…

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.5 Powers and responsibilities

CONC 10.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

REC 4.2D Suspension and removal of financial instruments from trading

GEN 7.1 Application

MAR 4.1 Application and Purpose

LR 14.3 Continuing obligations

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

COBS 18.3 Corporate finance business

COBS 10.4 Assessing appropriateness: when it need not be done

EG 8.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy