Search Result

381 - 400 of 768 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PR App 3.1

As Published: 2005

PR App 3.1

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker