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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.1A Application

As Published: 2013

COND 1.1A Application

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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