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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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Similar To

SUP 8.2 Introduction

SUP 5.3 Policy on the use of skilled persons

FIT 2.2 Competence and capability

SUP 8.8 Revoking waivers

REC 4.1 Application and purpose

SUP 15.7 Form and method of notification

IFPRU 11.7 Notifications

SUP 3.4 Auditors' qualifications

LR 1.2 Modifying rules and consulting the FCA

EG 2.12 Co-operation

SUP 6.1 Application, interpretation and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)