Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 14.4 Provision of information by an intermediate Unitholder

COBS 20.2 Treating with-profits policyholders fairly

COBS 6.1A Adviser charging and remuneration

COBS 14.2 Providing product information to clients

COBS 6.2A Describing advice services

COBS 11.6 Use of dealing commission

COBS 11.2 Best execution

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 14.3 Information about designated investments

COBS 4.6 Past, simulated past and future performance

COBS 2.3 Inducements

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

COBS 6.1 Information about the firm and compensation information

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 6.1C Consultancy charging and remuneration

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 7.2 Information to be provided by the insurance intermediary

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 12.2 Investment research