Search Result

161 - 180 of 911 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions