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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction